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Name | | Age | | Title | | Director Since | | | Age | | Title | | Director Since | | ||||||
Lawrence Mendelsohn | | 57 | | Chairman of the Board of Directors and Chief Executive Officer (“CEO”); Manager of our Manager | | 2014 | | | 58 | | Chairman of the Board of Directors and ChiefExecutive Officer (“CEO”); Manager of our Manager | | 2014 | | ||||||
Russell Schaub | | 54 | | President and Director; Vice-President and Chief Operating Officer of the Servicer | | 2015 | | | 55 | | President and Director; Vice-President and Chief Operating Officer of the Servicer | | 2015 | | ||||||
Steven L. Begleiter | | 56 | | Director | | 2014 | | | 57 | | Director | | 2014 | | ||||||
John C. Condas | | 57 | | Director | | 2015 | | | 58 | | Director | | 2015 | | ||||||
Paul Friedman | | 64 | | Director | | 2016 | | | 65 | | Director | | 2016 | | ||||||
Jonathan Bradford Handley, Jr. | | 48 | | Director | | 2014 | | | 49 | | Director | | 2014 | | ||||||
J. Kirk Ogren, Jr. | | 58 | | Director | | 2014 | | | 59 | | Director | | 2014 | |
| | Year Ended December 31, 2017 | | | Year Ended December 31, 2018 | | ||||||||
Audit Fees | | | $ | 550,550.00 | | | | | $ | 736,000 | | | ||
Audit-Related Fees | | | | — | | | | | | — | | | ||
Tax Fees | | | | — | | | | | | — | | | ||
All Other Fees | | | | — | | | | | | — | | | ||
Total | | | $ | 550,550.00 | | | | | $ | 736,000 | | | |
Member | | | Audit Committee | | | Compensation Committee | | | Nominating and Corporate Governance Committee | |
Lawrence Mendelsohn | | | | | | | | | | |
Russell Schaub | | | | | | | | | | |
Steven L. Begleiter | | | | | | | | | | |
John C. Condas | | | | | | X | | | X | |
Paul Friedman | | | X | | | X | | | X | |
Jonathan Bradford Handley, Jr.* | | | X (chair) | | | | | | | |
J. Kirk Ogren, Jr. | | | X | | | X (chair) | | | X (chair) | |
Name | | | Age | | | Title | |
Lawrence Mendelsohn | | | | | Chairman of the Board and CEO; Manager of our Manager | | |
Russell Schaub | | | | | President and Director; Vice-President and Chief Operating Officer of the Servicer | | |
Mary Doyle | | | | | CFO; CFO of the Manager and the Servicer | |
Name and principal position | | | Year | | | Salary ($) | | | Bonus ($) | | | Stock awards ($)(1) | | | Option awards ($) | | | Non-equity incentive plan compensation ($) | | | Change in pension value and nonqualified deferred compensation earnings ($) | | | All other compensation ($) | | | Total ($) | | |||||||||||||||||||||||||||
Lawrence Mendelsohn(2) | | | | | 2018 | | | | | | — | | | | | | — | | | | | | 108,640 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 108,640 | | |
| | | 2017 | | | | | | — | | | | | | — | | | | | | 237,150 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 237,150 | | | ||
| | | 2016 | | | | | | — | | | | | | — | | | | | | 742,500 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 742,500 | | | ||
Mary Doyle | | | | | 2018 | | | | | | 250,000(3) | | | | | | 150,000(3) | | | | | | 54,320 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 454,320 | | |
| | | 2017 | | | | | | 250,000(3) | | | | | | 150,000(3) | | | | | | 55,800 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 455,800 | | | ||
| | | 2016 | | | | | | 189,726(3) | | | | | | — | | | | | | 162,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 351,726 | | | ||
Russell Schaub(4) | | | | | 2018 | | | | | | — | | | | | | — | | | | | | 54,320 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 54,320 | | |
| | | 2017 | | | | | | — | | | | | | — | | | | | | 55,800 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 55,800 | | | ||
| | | 2016 | | | | | | — | | | | | | — | | | | | | 445,500 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 445,500 | | |
| | | | | | | | | Estimated future payouts under non-equity incentive plan awards | | | Estimated future payouts under equity incentive plan awards | | | All other stock awards: Number of shares of stock or units (#) | | | All other option awards: Number of securities underlying options (#) | | | Exercise or base price of option awards ($/Sh) | | | Grant date fair value of stock and option awards | | ||||||||||||||||||||||||||||||||||||||||||
Name | | | Grant date | | | Threshold ($) | | | Target ($) | | | Maximum ($) | | | Threshold (#) | | | Target(1) (#) | | | Maximum (#) | | |||||||||||||||||||||||||||||||||||||||||||||
Lawrence Mendelsohn | | | | | 8/10/18 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 8,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 108,640 | | |
Mary Doyle | | | | | 8/10/18 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 54,320 | | |
Russell Schaub | | | | | 8/10/18 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 54,320 | | |
| | | Option awards | | | Stock awards | | ||||||||||||||||||||||||||||||||||||||||||||||||
Name | | | Number of securities underlying unexercised options (#) exercisable | | | Number of securities underlying unexercised options (#) unexercisable | | | Equity incentive plan awards: number of securities underlying unexercised unearned options (#) | | | Option exercise price ($) | | | Option expiration date | | | Number of shares or units of stock that have not vested (#) | | | Market value of shares or units of stock that have not vested(1) ($) | | | Equity incentive plan awards: number of unearned shares, units or other rights that have not vested (#) | | | Equity incentive plan awards: market or payout value of unearned shares, units or other rights that have not vested(1) ($) | | |||||||||||||||||||||||||||
Lawrence Mendelsohn | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 37,667 | | | | | | 514,240 | | | | | | 37,667 | | | | | | 514,240 | | |
Mary Doyle | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | | — | | | | | | 10,667 | | | | | | 145,520 | | | | | | 10,667 | | | | | | 145,520 | | |
Russell Schaub | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 17,667 | | | | | | 240,020 | | | | | | 17,667 | | | | | | 240,020 | | |
| | | Option awards | | | Stock awards | | ||||||||||||||||||
Name | | | Number of shares acquired on exercise (#) | | | Value realized on exercise ($) | | | Number of shares acquired on vesting (#) | | | Value realized on vesting(1) ($) | | ||||||||||||
Lawrence Mendelsohn | | | | | — | | | | | | — | | | | | | 24,000 | | | | | | 326,550 | | |
Mary Doyle | | | | | — | | | | | | — | | | | | | 5,333 | | | | | | 72,600 | | |
Russell Schaub | | | | | — | | | | | | — | | | | | | 12,333 | | | | | | 167,100 | | |
Name | | Fees Earned or Paid in Cash ($) | | Stock Awards ($)(1) | | Total ($) | | | Fees Earned or Paid in Cash ($) | | Stock Awards ($)(1) | | Total ($) | | ||||||||||||||||||||||||
John C. Condas | | | | 28,125 | | | | | 34,373 | | | | | 62,498 | | | | | | 37,500 | | | | | 57,741 | | | | | 95,241 | | | ||||||
Paul Friedman | | | | 28,125 | | | | | 62,573 | | | | | 90,698 | | | | | | 37,500 | | | | | 57,741 | | | | | 95,241 | | | ||||||
Jonathan Bradford Handley, Jr. | | | | 35,625 | | | | | 34,373 | | | | | 69,998 | | | | | | 50,000 | | | | | 57,741 | | | | | 107,741 | | | ||||||
J. Kirk Ogren, Jr. | | | | 43,125 | | | | | 34,373 | | | | | 77,498 | | | | | | 57,500 | | | | | 57,741 | | | | | 115,241 | | | ||||||
| | | | 135,000 | | | | | 165,692 | | | | | 300,692 | | | | | | 182,500 | | | | | 230,964 | | | | | 413,464 | | | |
| | Shares Beneficially Owned | | | Shares Beneficially Owned | | ||||||||||||||||||||
| | Number | | Percent | | | Number | | Percent | | ||||||||||||||||
Wellington Management Company LLP(1) | | | | 2,584,176 | | | | | 13.4% | | | |||||||||||||||
Wellington Management Group LLP(1) | | | | 3,647,967 | | | | | 18.6% | | | |||||||||||||||
FMR LLC(2) | | | | 2,548,108 | | | | | 13.2% | | | | | | 3,000,429 | | | | | 15.3% | | | ||||
Flexpoint Great Ajax Holdings LLC(3) | | | | 1,917,500 | | | | | 9.9% | | | | | | 1,917,500 | | | | | 9.8% | | | ||||
Ithan Creek Master Investors (Cayman) L.P.(4) | | | | 1,671,257 | | | | | 8.7% | | | | | | 1,850,670 | | | | | 9.4% | | | ||||
American Financial Group, Inc.(5) | | | | 1,571,190 | | | | | 8.1% | | | | | | 1,571,190 | | | | | 8.0% | | | ||||
BlackRock, Inc.(6) | | | | 1,158,971 | | | | | 6.0% | | | | | | 1,238,026 | | | | | 6.3% | | | ||||
Lawrence Mendelsohn(7)(8)(9)(10) | | | | 758,433 | | | | | 3.9% | | | |||||||||||||||
Lawrence Mendelsohn(7)(8)(9)(10)(11)(12) | | | | 987,797 | | | | | 5.0% | | | |||||||||||||||
Aspen Yo LLC(10) | | | | 726,212 | | | | | 3.8% | | | | | | 838,448 | | | | | 4.3% | | | ||||
AllianceBernstein L.P.(11) | | | | 584,630 | | | | | 3.0% | | | |||||||||||||||
Thetis Asset Management LLC | | | | 405,607 | | | | | 2.1% | | | | | | 488,680 | | | | | 2.5% | | | ||||
Russell Schaub(12) | | | | 71,712 | | | | | * | | | |||||||||||||||
Jonathan Bradford Handley, Jr. | | | | 56,811 | | | | | * | | | |||||||||||||||
Russell Schaub(13) | | | | 78,070 | | | | | * | | | |||||||||||||||
Jonathan Bradford Handley, Jr.(14) | | | | 62,218 | | | | | * | | | |||||||||||||||
Mary Doyle | | | | 26,327 | | | | | * | | | | | | 45,731 | | | | | * | | | ||||
J. Kirk Ogren, Jr.(13) | | | | 17,169 | | | | | * | | | |||||||||||||||
Paul Friedman(14) | | | | 8,059 | | | | | * | | | |||||||||||||||
J. Kirk Ogren, Jr.(15) | | | | 24,409 | | | | | * | | | |||||||||||||||
Paul Friedman(16) | | | | 13,692 | | | | | * | | | |||||||||||||||
John C. Condas | | | | 7,807 | | | | | * | | | | | | 13,214 | | | | | * | | | ||||
Steven L. Begleiter(15) | | | | — | | | | | * | | | |||||||||||||||
Executive officers and directors as a group (8 persons)(16) | | | | 946,318 | | | | | 4.9% | | | |||||||||||||||
Steven L. Begleiter(17) | | | | — | | | | | * | | | |||||||||||||||
Executive officers and directors as a group (8 persons)(18) | | | | 1,226,034 | | | | | 6.3% | | |